While Facet doesn’t charge additional fees for managing accounts, our custodians sometimes charge fees that will be deducted from your accounts directly by the custodian as a result of specific transactions, requests, or events. A list of some, but not all, of the fees you may see for a Apex account managed by Facet are as follows (please note that Apex may also change these fees without notice from time to time)

• Outgoing ACAT (account transfer, full or partial): $75.00 per transfer
• Outgoing Wire (domestic): $25.00 per wire
• Outgoing Wire (foreign): $50.00 per wire
• Overnight mail (domestic): $50.00 per mailing
• Overnight mail (foreign): $100.00 per mailing
• Paper Check (regular mail – domestic): $5.00 per check
• Paper Check (regular mail – international): $10.00 per check
• Paper Statements and Tax Forms: $5.00 per statement or tax form
• Paper Confirmation: $2.00 per confirmation
• Paper Prospectus Fee: $5.00 per mailing
• Third-Party Distribution Notification: $2.00 per notification
• Check Copies: $15.00 per copy
• Returned ACH or Check: $30.00 per event
• Stop Payments on Issued Checks: $30.00 per request
• FINRA Transaction Activity Fee (sells only): $0.000166 per share (up to $8.30 max)
• SEC Section 31 Fee (sells only) $0.008 per $1,000 of principal

As of February 8, 2024, subject to change without notice